Legal & Compliance Analyst

Rogers Capital Finance Ltd is looking for a Legal & Compliance Analyst to assist in the day-to-day challenges of the Legal & Compliance department and to work in close collaboration with the Recovery department.

Role & Responsibilities:

(i) Legal

• Attend and represent the Company before Courts on a weekly basis in relation to recovery cases.
• Provide the Recovery Department with legal support, advice, and documentation as required.
• Monitor and follow up on all ongoing legal cases in collaboration with the Recovery Department to ensure timely progress.
• Draft legal correspondences including Mises en Demeure and formal Notices prior to client issuance.
• Act as the primary liaison between the Company and external Attorneys.
• Review, vet, and provide input on legal documents and agreements requested by internal stakeholders.

(ii) Compliance

• Review and update internal policies and procedures in line with regulatory requirements and best practices.
• Prepare Enhanced Due Diligence (EDD) reports on high-risk clients or transactions.
• Conduct periodic File Reviews in accordance with the company’s AML & Compliance Policy.
• Perform daily Transaction Monitoring to identify and escalate unusual or suspicious activities.
• Assist in developing and delivering compliance and AML training sessions to staff.
• Contribute to raising awareness across departments on regulatory obligations and ethical practices.
• Undertake any other duties, responsibilities, or special projects as may be reasonably assigned by the Head of the Legal & Compliance Department in line with business and operational needs

Your profile:

• Diploma/Degree in Law/Management
• Knowledge of applicable industry legislations & relevant legal requirements
• Good knowledge of MS Office and databases
• Good time-management skills
• Strong analytical capabilities and attention to details
• Strong sense of ethics
• Good interpersonal and negotiation skills
• Organised and methodical with the ability to adapt as required
• Experience in similar role would be an advantage